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California Resources

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Resource NameDepartment of Corporations (DOC)
DescriptionThe Department provides protections to consumers, and services to businesses, engaged in financial transactions. DOC license and regulate a variety of businesses, including securities brokers and dealers, investment advisers and financial planners, and certain fiduciaries and lenders. The Department regulates the offer and sale of securities, franchises and off-exchange commodities.
Websitehttp://www.corp.ca.gov/
AddressSee website
Phone(866) 275-2677 or 866 ASK CORP